 
Practice Group Attorneys
Partners
Anthony
L. Eugeni
James W.
Gormley
Christopher
T. Greene
Christian J. Henrich
Gust P.
Pullman
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 Securities Regulation and
Corporate Finance
Damon & Morey LLP attorneys practicing in the area of
securities regulation and corporate finance provide representation for
securities broker-dealers, investment firms, venture capital firms,
investment advisors and financial institutions. Our clients have
included companies engaged in a variety of industries, such as energy,
restaurant, computer, retailing, ceramic technologies, television,
telecommunications, banking, savings and loan, real estate and medical
industries. We represent a number of companies with significant
expansion and acquisition prospects whose growth will give rise to a
need for sophisticated financial and legal planning and representation.
Some of our capabilities in the corporate finance and securities area
are:
public and private financings
corporate reorganizations
financial institution regulatory matters
limited partnerships
limited liability companies
venture capital
initial public offerings
Securities Exchange Act of 1934 compliance and reporting
broker-dealer compliance with the Exchange Act and the rules of
the NASD
investment advisor registration and compliance with the
Investment Advisors Act of 1940
merger and acquisition strategy and transactions
leveraged buyouts
drafting and negotiating all types of contracts
voting trust agreements
syndicated private placements of stock or partnership interests
federal and state securities compliance
Rule 10b-5 and other securities related litigation and
arbitration
internal corporate investigations
recapitalizations
officer and director responsibility
shareholder rights
executive/employee relations
negotiation and disclosure of transactions with affiliates
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